Spence, James Barclay

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BROOKE CAPITAL LIMITED	Rep	Asset management	2006-11-15	2007-02-19
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-04-02
	Rep	Advising on securities	-	2004-04-02
	Rep	Asset management	-	2004-04-02

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BROOKE CAPITAL LIMITED	Rep	Asset management	2006-11-15	2007-02-19
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-04-02
	Rep	Advising on securities	-	2004-04-02
	Rep	Asset management	-	2004-04-02