Personnel Hong Kong SFC License Details (ID 101796)

Personnel Hong Kong SFC License Details (ID 101796)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PEGASUS FUND MANAGERS LIMITED	Rep	Advising on securities	2018-09-10	2026-08-12
	Rep	Asset management	2018-09-10	2026-08-12
	Rep	Dealing in securities	2018-09-10	2026-08-12
GRAND PARTNERS ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-11-03	2018-01-02
GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2016-11-03	2018-01-02
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2013-11-28	2015-03-16
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2006-12-12	2009-04-02
	RO	Advising on securities	2006-12-12	2009-04-02
	Rep	Asset management	2006-12-12	2009-04-02
	RO	Dealing in securities	2006-12-12	2009-04-02
	Rep	Advising on securities	2003-08-26	2006-12-12
	Rep	Dealing in securities	2003-08-26	2006-12-12