Personnel Hong Kong SFC License Details (ID 101807)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2006-07-28	2008-10-14
	Rep	Dealing in securities	2006-07-04	2008-10-14
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	-	2003-08-22
	Rep	Dealing in securities	-	2006-05-23