Personnel Hong Kong SFC License Details (ID 101811)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2006-05-09	2008-01-11
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-07-10	2006-05-01
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Dealing in securities	-	2006-05-01