Webb-site Legacy

Ushiyama, Masaharu 牛山政治

SFC ID:ABA459

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASSET MANAGEMENT GROUP LIMITED	Rep	Asset management	2017-03-14	2019-09-25
	Rep	Dealing in securities	2017-03-14	2019-09-25
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2016-05-16	2017-01-17
SIMPSON FINANCIAL LIMITED (HK)	Rep	Advising on securities	2013-04-08	2015-12-18
	Rep	Asset management	2013-04-08	2015-12-18
HFS ASSET MANAGEMENT LIMITED	Rep	Asset management	2009-05-08	2010-05-01
	Rep	Advising on securities	2009-04-09	2010-05-01
YF Life Investors Limited	Rep	Dealing in securities	2006-09-26	2009-04-01
	Rep	Advising on securities	2006-08-08	2009-04-01
oOo Securities (HK) Group Limited	Rep	Advising on securities	2006-04-03	2006-07-14
Sun Life Financial Asia Services Limited	Rep	Advising on securities	2004-08-27	2006-03-16
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	-	2003-09-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	-	2003-09-10
	Rep	Dealing in securities	-	2003-09-10