Personnel Hong Kong SFC License Details (ID 101859)

Personnel Hong Kong SFC License Details (ID 101859)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Future Growth Financial Services Limited	RO	Dealing in futures contracts	2012-10-03	2014-09-10
	RO	Dealing in securities	2012-10-03	2014-09-10
GRAND CAPITAL ASIA LIMITED	RO	Dealing in securities	2008-05-13	2008-10-06
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2006-08-07	2008-04-25
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2006-08-07	2008-04-25
Well Link International Securities Limited	Rep	Dealing in futures contracts	2006-01-03	2006-07-28
WINWIN SECURITIES LIMITED	Rep	Dealing in securities	2006-01-03	2006-07-28
Well Link International Securities Limited	RO	Dealing in futures contracts	2005-05-25	2006-01-03
WINWIN SECURITIES LIMITED	RO	Dealing in securities	2005-05-25	2006-01-03
	Rep	Dealing in securities	2003-06-23	2005-05-25
Well Link International Securities Limited	Rep	Advising on futures contracts	-	2003-06-03
	Rep	Asset management	-	2003-06-03
	Rep	Providing automated trading services	-	2003-06-03
	Rep	Dealing in futures contracts	-	2005-05-25