| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2024-12-09 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2024-11-18 | - |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-03-13 | - |
| Bright Fund Management Limited | Rep | Asset management | 2014-05-21 | 2022-03-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-02-25 | - |
| CAIIS Limited | Rep | Advising on securities | 2012-05-14 | 2013-12-28 |
| Rep | Dealing in securities | 2012-05-14 | 2013-12-28 |
| FT Securities Limited | Rep | Advising on futures contracts | 2005-10-28 | 2010-01-06 |
| Rep | Dealing in futures contracts | 2005-10-28 | 2010-01-06 |
| Rep | Advising on securities | 2005-10-25 | 2010-01-06 |
| Rep | Dealing in securities | 2005-10-25 | 2010-06-12 |
| LLOYDS TSB PACIFIC LIMITED | Rep | Advising on securities | 2004-06-29 | 2005-10-04 |
| Rep | Dealing in securities | 2004-06-29 | 2005-10-04 |
| UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-28 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-29 |
| Rep | Asset management | 2003-04-01 | 2004-06-29 |
| Rep | Dealing in securities | 2003-04-01 | 2004-06-29 |