Personnel Hong Kong SFC License Details (ID 101877)

Personnel Hong Kong SFC License Details (ID 101877)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ferran Securities Limited	RO	Advising on securities	2016-09-30	2021-12-14
	RO	Dealing in securities	2016-09-30	2021-12-14
CACHET ASSET MANAGEMENT LIMITED	RO	Advising on securities	2015-08-31	2016-09-06
	RO	Asset management	2015-08-31	2016-09-06
	RO	Dealing in securities	2015-08-31	2016-09-06
M&AMP;F ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2005-01-28
	RO	Providing automated trading services	-	2005-06-03
	RO	Dealing in securities	-	2014-12-29
	RO	Advising on securities	-	2015-03-31
	RO	Asset management	-	2015-03-31
METRO CAPITAL FUTURES LIMITED	RO	Asset management	-	2005-01-28
	RO	Advising on futures contracts	-	2014-11-26
	RO	Dealing in futures contracts	-	2014-12-29