Personnel Hong Kong SFC License Details (ID 101894)

Personnel Hong Kong SFC License Details (ID 101894)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIXIU ASSET MANAGEMENT LIMITED (TRADING AS APX FORTUNA)	RO	Advising on securities	2022-09-14	2026-02-28
	RO	Asset management	2022-09-14	2026-02-28
	Rep	Advising on securities	2022-08-15	2022-09-14
	Rep	Asset management	2022-08-15	2022-09-14
CAIIS Limited	Rep	Advising on securities	2015-02-02	2018-02-01
	Rep	Dealing in securities	2015-02-02	2018-02-01
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2008-06-02	2009-05-13
	Rep	Asset management	2008-06-02	2009-05-13
	Rep	Dealing in securities	2008-06-02	2009-05-13