Hung, Kam Yu 洪錦儒

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alpha Financial Group Limited	Rep	Dealing in securities	2016-02-11	2025-04-30
CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED	Rep	Dealing in securities	2013-10-02	2014-01-30
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2012-07-25	2013-09-25
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2012-07-25	2013-09-25
Funderstone Futures Limited	Rep	Dealing in futures contracts	2012-02-20	2012-06-30
Funderstone Securities Limited	Rep	Dealing in securities	2012-02-20	2012-06-30
XinKong International Securities Limited	Rep	Dealing in futures contracts	2010-07-26	2011-05-23
	Rep	Dealing in securities	2010-06-24	2011-05-23
Beijing Securities Limited	Rep	Dealing in securities	2010-03-08	2010-06-15
QUEST STOCKBROKERS (HK) LIMITED	Rep	Dealing in securities	2009-09-19	2009-10-01
	RO	Dealing in securities	2009-03-19	2009-09-19
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2007-07-26	2009-02-14
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-11-15	2009-02-14
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2005-03-16	2005-09-27
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-03-16	2005-09-27
China Reserve Securities Limited	Rep	Dealing in securities	2004-07-14	2004-10-12
Oshidori Securities Limited	Rep	Advising on corporate finance	2004-05-19	2004-07-12
	Rep	Advising on securities	2004-05-19	2004-07-12
	Rep	Asset management	2004-05-19	2004-07-12
	Rep	Dealing in securities	2004-05-19	2004-07-12
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2004-02-16	2004-05-18
	Rep	Advising on securities	2004-02-16	2004-05-18
	Rep	Asset management	2004-02-16	2004-05-18
	Rep	Dealing in securities	2004-02-16	2004-05-18
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Asset management	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Dealing in securities	-	2004-02-11

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alpha Financial Group Limited	Rep	Dealing in securities	2016-02-11	2025-04-30
CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED	Rep	Dealing in securities	2013-10-02	2014-01-30
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2012-07-25	2013-09-25
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2012-07-25	2013-09-25
Funderstone Futures Limited	Rep	Dealing in futures contracts	2012-02-20	2012-06-30
Funderstone Securities Limited	Rep	Dealing in securities	2012-02-20	2012-06-30
XinKong International Securities Limited	Rep	Dealing in futures contracts	2010-07-26	2011-05-23
	Rep	Dealing in securities	2010-06-24	2011-05-23
Beijing Securities Limited	Rep	Dealing in securities	2010-03-08	2010-06-15
QUEST STOCKBROKERS (HK) LIMITED	Rep	Dealing in securities	2009-09-19	2009-10-01
	RO	Dealing in securities	2009-03-19	2009-09-19
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2007-07-26	2009-02-14
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-11-15	2009-02-14
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2005-03-16	2005-09-27
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-03-16	2005-09-27
China Reserve Securities Limited	Rep	Dealing in securities	2004-07-14	2004-10-12
Oshidori Securities Limited	Rep	Advising on corporate finance	2004-05-19	2004-07-12
	Rep	Advising on securities	2004-05-19	2004-07-12
	Rep	Asset management	2004-05-19	2004-07-12
	Rep	Dealing in securities	2004-05-19	2004-07-12
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2004-02-16	2004-05-18
	Rep	Advising on securities	2004-02-16	2004-05-18
	Rep	Asset management	2004-02-16	2004-05-18
	Rep	Dealing in securities	2004-02-16	2004-05-18
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Asset management	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Dealing in securities	-	2004-02-11