Personnel Hong Kong SFC License Details (ID 101897)

Personnel Hong Kong SFC License Details (ID 101897)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Minerva Holding Financial Securities Limited	RO	Advising on securities	2023-03-22	-
Minerva Asset Global Investment Capital Limited	RO	Asset management	2019-12-17	-
Minerva Holding Financial Securities Limited	RO	Dealing in securities	2017-10-12	-
	Rep	Dealing in securities	2017-08-31	2017-10-12
YUEXING SECURITIES COMPANY LIMITED	RO	Dealing in securities	2011-09-01	2017-07-31
	Rep	Advising on corporate finance	2003-04-01	2004-11-10
	Rep	Advising on securities	2003-04-01	2004-11-10
	Rep	Asset management	2003-04-01	2004-11-10
	Rep	Dealing in securities	2003-04-01	2011-09-01