| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2004-01-09 | 2009-06-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-12-30 |
| Rep | Asset management | - | 2003-12-30 | |
| Rep | Dealing in futures contracts | - | 2009-06-01 |