Personnel Hong Kong SFC License Details (ID 101912)

Personnel Hong Kong SFC License Details (ID 101912)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Calibration Partners (Hong Kong) Limited	Rep	Advising on securities	2019-04-26	2020-03-13
	Rep	Advising on corporate finance	2019-04-02	2020-03-13
HSBC Corporate Finance (Hong Kong) Limited	RO	Advising on corporate finance	2017-12-20	2018-10-04
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-04-22	2005-07-14
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-04-22	2005-07-14
	Rep	Advising on securities	2005-04-22	2005-07-14
	Rep	Dealing in securities	2005-04-22	2005-07-14
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2004-06-28	2005-07-14
	Rep	Dealing in securities	2004-06-28	2005-07-14