Personnel Hong Kong SFC License Details (ID 101934)

Personnel Hong Kong SFC License Details (ID 101934)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG FUTURES LIMITED	RO	Asset management	-	2005-02-12
	RO	Advising on futures contracts	-	2006-06-10
	RO	Dealing in futures contracts	-	2006-06-10
HANG SENG INVESTMENT MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2006-06-10
	RO	Advising on futures contracts	-	2006-06-10
	RO	Advising on securities	-	2006-06-10
	RO	Asset management	-	2006-06-10
	RO	Dealing in securities	-	2006-06-10
HANG SENG INVESTMENT SERVICES LIMITED	RO	Asset management	-	2004-12-03
	RO	Advising on securities	-	2006-06-10
HANG SENG SECURITIES LIMITED	RO	Advising on corporate finance	-	2003-11-15
	RO	Providing automated trading services	-	2003-11-15
	RO	Asset management	-	2004-05-07
	RO	Advising on securities	-	2006-06-10
	RO	Dealing in securities	-	2006-06-10