Personnel Hong Kong SFC License Details (ID 101961)

Personnel Hong Kong SFC License Details (ID 101961)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vision Capital Investment Management Limited	RO	Advising on securities	2003-12-17	2004-07-30
	RO	Asset management	2003-12-17	2007-07-01
	RO	Dealing in securities	2003-12-17	2007-07-01
CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED	RO	Advising on securities	2003-09-19	2005-02-17
	RO	Asset management	2003-09-19	2005-03-10
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2004-07-30
	RO	Asset management	-	2006-04-06
	RO	Dealing in securities	-	2006-04-06