Personnel Hong Kong SFC License Details (ID 101962)

Personnel Hong Kong SFC License Details (ID 101962)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Orchard Wealth Management Limited	Rep	Asset management	2017-06-07	-
Beyond Hong Kong Limited	RO	Asset management	2011-12-23	2016-12-08
LIM ADVISORS LIMITED	RO	Asset management	2007-10-16	2009-12-09
	Rep	Asset management	2007-06-14	2007-10-16
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2007-03-26
	Rep	Dealing in securities	2003-04-01	2007-03-26