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Wo, Lim 吳琳 Hong Kong SFC License Details (ID 101972)
Wo, Lim 吳琳
SFC ID:
ABG040
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ENLIGHTEN SECURITIES LIMITED
Rep
Advising on corporate finance
-
2003-11-06
Rep
Advising on securities
-
2003-11-06
Rep
Asset management
-
2003-11-06
Rep
Dealing in securities
-
2005-12-31