Personnel Hong Kong SFC License Details (ID 101991)

Personnel Hong Kong SFC License Details (ID 101991)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-04-29	2005-01-17
PRUDENCE FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-29	2004-04-16
	Rep	Asset management	2003-04-29	2004-04-16
	Rep	Dealing in futures contracts	2003-04-29	2004-04-16
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2003-04-29	2004-11-25
	Rep	Advising on securities	2003-04-29	2004-11-25
	Rep	Asset management	2003-04-29	2004-11-25
	Rep	Dealing in securities	2003-04-29	2005-01-17
DASHIN SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-04-08
	Rep	Advising on securities	-	2003-04-08
	Rep	Asset management	-	2003-04-08
	Rep	Dealing in securities	-	2003-04-08
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2003-04-24