Personnel Hong Kong SFC License Details (ID 102003)

Personnel Hong Kong SFC License Details (ID 102003)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2005-04-22	2010-10-23
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2005-04-22	2010-10-23
VC BROKERAGE LIMITED	Rep	Dealing in securities	2004-06-07	2005-04-14
VC FUTURES LIMITED	Rep	Dealing in futures contracts	2004-06-07	2005-04-14
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2004-05-13	2004-06-02
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2003-09-09	2004-06-02
FORTUNE (HK) SECURITIES LIMITED	RO	Dealing in securities	-	2003-08-19