Personnel Hong Kong SFC License Details (ID 102013)

Personnel Hong Kong SFC License Details (ID 102013)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2014-11-27	2019-07-31
	Rep	Asset management	2014-11-27	2019-07-31
	Rep	Dealing in securities	2014-11-27	2019-07-31
BOCHK Asset Management Limited	RO	Advising on securities	2011-08-15	2013-05-01
	RO	Asset management	2011-08-15	2013-05-01
	RO	Dealing in securities	2011-08-15	2013-05-01
	Rep	Advising on securities	2011-05-30	2011-08-15
	Rep	Asset management	2011-05-30	2011-08-15
	Rep	Dealing in securities	2011-05-30	2011-08-15
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2007-11-19	2011-05-16
	Rep	Asset management	2007-11-19	2011-05-16
	Rep	Dealing in securities	2007-11-19	2011-05-16
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2007-11-19	2011-05-16