Personnel Hong Kong SFC License Details (ID 102042)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	Advising on securities	2008-01-03	2009-04-01
	RO	Dealing in securities	2008-01-03	2009-04-01
Redford Asset Management Limited	RO	Asset management	2007-01-31	2007-11-30
CITIC FRONTIER CHINA RESEARCH LIMITED	RO	Dealing in securities	2004-07-13	2006-02-01
	RO	Advising on securities	2004-03-12	2006-02-01
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2003-06-02	2004-04-23
	Rep	Dealing in securities	2003-06-02	2004-04-23