Personnel Hong Kong SFC License Details (ID 102071)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED	RO	Advising on securities	2017-06-12	2018-09-12
	RO	Asset management	2017-06-12	2018-09-12
	RO	Dealing in securities	2017-06-12	2018-09-12
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2017-03-13	2020-07-10
	RO	Asset management	2017-03-13	2020-07-10
Sensible Asset Management Limited	RO	Advising on securities	2017-03-13	2020-07-10
	RO	Asset management	2017-03-13	2020-07-10
VALUE PARTNERS HONG KONG LIMITED	RO	Advising on futures contracts	2017-03-13	2020-07-10
	RO	Advising on securities	2017-03-13	2020-07-10
	RO	Asset management	2017-03-13	2020-07-10
	RO	Dealing in securities	2017-03-13	2020-07-10
VALUE PARTNERS LIMITED	RO	Advising on futures contracts	2017-03-13	2020-07-10
	RO	Advising on securities	2017-03-13	2020-07-10
	RO	Asset management	2017-03-13	2020-07-10
	RO	Dealing in securities	2017-03-13	2020-07-10
Value Partners Private Equity Limited	RO	Advising on securities	2017-03-13	2020-07-10
	RO	Asset management	2017-03-13	2020-07-10
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2017-01-16	2017-03-13
	Rep	Asset management	2017-01-16	2017-03-13
Sensible Asset Management Limited	Rep	Advising on securities	2017-01-16	2017-03-13
	Rep	Asset management	2017-01-16	2017-03-13
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2017-01-16	2017-03-13
	Rep	Asset management	2017-01-16	2017-03-13
	Rep	Dealing in securities	2017-01-16	2017-03-13
VALUE PARTNERS LIMITED	Rep	Advising on securities	2017-01-16	2017-03-13
	Rep	Asset management	2017-01-16	2017-03-13
	Rep	Dealing in securities	2017-01-16	2017-03-13
Value Partners Private Equity Limited	Rep	Advising on securities	2017-01-16	2017-03-13
	Rep	Asset management	2017-01-16	2017-03-13
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	RO	Advising on securities	2016-02-22	2016-12-09
	RO	Asset management	2016-02-22	2016-12-09
	RO	Dealing in securities	2016-02-22	2016-12-09
	Rep	Advising on securities	2015-12-16	2016-02-22
	Rep	Asset management	2015-12-16	2016-02-22
	Rep	Dealing in securities	2015-12-16	2016-02-22
BOCHK Asset Management Limited	RO	Advising on securities	2010-12-15	2015-12-03
	RO	Asset management	2010-12-15	2015-12-03
	RO	Dealing in securities	2010-12-15	2015-12-03
FRM HONG KONG LIMITED (d2014-05-18)	RO	Asset management	2009-01-09	2010-04-30
	RO	Dealing in securities	2008-09-12	2010-04-30
Halbis Capital Management (Hong Kong) Limited	RO	Advising on futures contracts	2006-07-11	2008-08-01
	RO	Advising on securities	2006-07-11	2008-08-01
	RO	Asset management	2006-07-11	2008-08-01
	RO	Dealing in securities	2006-07-11	2008-08-01
HSBC Global Asset Management (Hong Kong) Limited	RO	Dealing in securities	2006-03-29	2008-08-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on corporate finance	2005-06-06	2008-08-01
	RO	Dealing in securities	2004-05-17	2008-08-01
Halbis Capital Management (Hong Kong) Limited	RO	Advising on corporate finance	-	2004-05-07
	RO	Advising on securities	-	2004-05-07
	RO	Asset management	-	2004-05-07
	RO	Dealing in securities	-	2004-08-30
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on corporate finance	-	2004-05-07
	RO	Advising on futures contracts	-	2008-08-01
	RO	Advising on securities	-	2008-08-01
	RO	Asset management	-	2008-08-01
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	Advising on corporate finance	-	2004-05-07
	RO	Advising on futures contracts	-	2008-08-01
	RO	Advising on securities	-	2008-08-01
	RO	Asset management	-	2008-08-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2004-05-07
	Rep	Dealing in securities	-	2004-05-17
	RO	Advising on futures contracts	-	2008-08-01
	RO	Advising on securities	-	2008-08-01
	RO	Asset management	-	2008-08-01