| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2005-02-18 | 2005-06-27 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-01-08 | 2005-06-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-01-08 | 2005-06-27 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2003-07-01 |
| Rep | Asset management | - | 2003-07-01 |
| Rep | Dealing in futures contracts | - | 2003-07-01 |
| Everbright Securities Digital Finance (HK) Limited | Rep | Advising on corporate finance | - | 2003-07-01 |
| Rep | Advising on securities | - | 2003-07-01 |
| Rep | Asset management | - | 2003-07-01 |
| Rep | Providing automated trading services | - | 2003-07-01 |
| Rep | Dealing in securities | - | 2003-07-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | - | 2003-07-01 |
| Rep | Advising on securities | - | 2003-07-01 |
| Rep | Asset management | - | 2003-07-01 |
| Rep | Dealing in securities | - | 2003-07-01 |
| Rep | Providing automated trading services | - | 2003-07-07 |