Squire, James St John

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OVERLOOK INVESTMENTS LIMITED	RO	Asset management	2017-06-01	-
	Rep	Advising on futures contracts	2007-07-24	2009-12-31
	Rep	Advising on securities	2007-07-24	2009-12-31
	Rep	Asset management	2007-07-24	2017-06-01
BALLINGAL INVESTMENT ADVISORS LIMITED	RO	Advising on futures contracts	2004-09-23	2007-06-30
	RO	Advising on securities	2004-09-23	2007-06-30
	RO	Asset management	2004-09-23	2007-06-30
	Rep	Advising on futures contracts	2004-09-06	2004-09-23
	Rep	Advising on securities	2004-09-06	2004-09-23
	Rep	Asset management	2004-09-06	2004-09-23
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-16
	Rep	Advising on futures contracts	2003-04-01	2004-08-31
	Rep	Advising on securities	2003-04-01	2004-08-31
	Rep	Asset management	2003-04-01	2004-08-31
BIZ CORP LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-16
	Rep	Advising on securities	2003-04-01	2003-08-16
	Rep	Asset management	2003-04-01	2003-08-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.