Personnel Hong Kong SFC License Details (ID 102106)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2012-01-17	2015-06-23
	Rep	Advising on securities	2010-08-30	2011-08-02
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-13	2010-06-03
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-06-01	2008-09-29
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2005-10-05	2007-03-19