| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| StoneX Financial (HK) Limited | Rep | Dealing in futures contracts | 2026-01-08 | - |
| R.J. O'BRIEN & ASSOCIATES HK LIMITED | RO | Dealing in futures contracts | 2011-03-08 | 2026-06-12 |
| Rep | Dealing in futures contracts | 2007-10-29 | 2011-03-08 | |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-09-12 | 2006-10-01 |
| RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2005-09-12 | 2006-10-01 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2004-08-02 | 2005-09-08 |
| Rep | Dealing in futures contracts | 2004-08-02 | 2005-09-08 | |
| Rep | Dealing in securities | 2004-08-02 | 2005-09-08 | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2004-07-02 | 2004-07-21 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-02 | 2004-07-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-04 | 2004-07-21 |
| ADMIS Hong Kong Limited | Rep | Asset management | 2003-04-01 | 2004-02-19 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-05-31 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-05-31 |
No HKMA registrations in the collected records.