Personnel Hong Kong SFC License Details (ID 102113)

Personnel Hong Kong SFC License Details (ID 102113)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
StoneX Financial (HK) Limited	Rep	Dealing in futures contracts	2026-01-08	-
R.J. O'BRIEN &AMP; ASSOCIATES HK LIMITED	RO	Dealing in futures contracts	2011-03-08	2026-06-12
	Rep	Dealing in futures contracts	2007-10-29	2011-03-08
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2005-09-12	2006-10-01
RBS Asia Futures Limited	Rep	Dealing in futures contracts	2005-09-12	2006-10-01
Newedge Broker Limited	Rep	Providing automated trading services	2004-08-02	2005-09-08
	Rep	Dealing in futures contracts	2004-08-02	2005-09-08
	Rep	Dealing in securities	2004-08-02	2005-09-08
KGI ASIA LIMITED	Rep	Dealing in securities	2004-07-02	2004-07-21
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-07-02	2004-07-21
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-06-04	2004-07-21
ADMIS Hong Kong Limited	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Advising on futures contracts	2003-04-01	2004-05-31
	Rep	Dealing in futures contracts	2003-04-01	2004-05-31