Personnel Hong Kong SFC License Details (ID 102123)

Personnel Hong Kong SFC License Details (ID 102123)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EXS Capital Asia Limited	RO	Advising on corporate finance	2008-06-12	2020-04-01
	RO	Advising on securities	2008-06-12	2020-04-01
	RO	Asset management	2008-06-12	2020-04-01
Citigroup Venture Capital International Asia Limited	RO	Advising on corporate finance	2007-04-27	2007-06-18
	RO	Advising on securities	2007-04-27	2007-06-18
	RO	Asset management	2007-04-27	2007-06-18
	Rep	Advising on corporate finance	2007-02-06	2007-04-27
	Rep	Advising on securities	2007-02-06	2007-04-27
	Rep	Asset management	2007-02-06	2007-04-27