Personnel Hong Kong SFC License Details (ID 102166)

Personnel Hong Kong SFC License Details (ID 102166)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG FUTURES LIMITED	Rep	Advising on futures contracts	2005-10-31	2007-06-16
	Rep	Dealing in futures contracts	2005-10-31	2007-06-16
ABN AMRO Clearing (Futures) Hong Kong Limited	Rep	Dealing in futures contracts	2004-11-19	2005-03-03
ABN AMRO Clearing Hong Kong Limited	Rep	Dealing in securities	2004-11-19	2005-03-03
REXCAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-10-12	2004-11-08
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2004-10-12	2004-11-08
Asia Pacific Securities Limited	Rep	Dealing in securities	2003-12-24	2004-08-16
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2003-12-24	2004-08-16