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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 102167)
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Public Disciplinary Actions
Public Disciplinary Actions
Mr Law Chun Pon convicted of unlicensed dealing in securities
SFC, 02-Apr-2009
Orgs
People
SFC fines Mr Law Chun Pon HK$260k and bans him for 32 months
SFC, 26-Nov-2008
Orgs
People
SFC prosecutes Law Chun Pon for cold calling
SFC, 27-Apr-2006
Orgs
People