| Augment Wealth Advisors Limited | RO | Advising on futures contracts | 2021-01-13 | 2021-06-17 |
| RO | Advising on securities | 2021-01-13 | 2021-06-17 |
| RO | Asset management | 2021-01-13 | 2021-06-17 |
| RO | Dealing in futures contracts | 2021-01-13 | 2021-06-17 |
| RO | Dealing in securities | 2021-01-13 | 2021-06-17 |
| JINLUO SECURITIES LIMITED | RO | Dealing in securities | 2020-11-02 | 2020-12-01 |
| SILVER GRANT INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2018-12-06 | 2020-12-01 |
| RO | Asset management | 2018-12-06 | 2020-12-01 |
| Rep | Advising on securities | 2018-10-16 | 2018-12-06 |
| Rep | Asset management | 2018-10-16 | 2018-12-06 |
| PACIFIC EAGLE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-08-29 | 2018-09-03 |
| RO | Asset management | 2018-08-29 | 2018-09-03 |
| Rep | Advising on securities | 2018-07-06 | 2018-08-29 |
| Rep | Asset management | 2018-07-06 | 2018-08-29 |
| CloudAlpha Capital Management Limited | RO | Asset management | 2016-04-18 | 2018-05-31 |
| SILVER GRANT INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2016-03-08 | 2016-04-01 |
| RO | Asset management | 2015-04-30 | 2016-04-01 |
| Emperor Asset Management Limited | RO | Asset management | 2012-09-13 | 2013-03-15 |
| EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2012-09-13 | 2013-03-15 |
| EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2012-09-13 | 2013-03-15 |
| Emperor Asset Management Limited | Rep | Asset management | 2012-04-02 | 2012-09-13 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2012-04-02 | 2012-09-13 |
| Rep | Dealing in futures contracts | 2012-04-02 | 2013-03-15 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2012-04-02 | 2012-09-13 |
| Rep | Dealing in securities | 2012-04-02 | 2013-03-15 |
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2008-09-10 | 2009-05-01 |
| RO | Advising on futures contracts | 2008-05-29 | 2009-05-01 |
| RO | Asset management | 2007-10-11 | 2009-05-01 |