| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KEC Capital Company Limited | RO | Advising on securities | 2026-11-09 | - |
| RO | Asset management | 2026-11-09 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | Asset management | 2004-07-21 | 2007-06-01 |
| RO | Advising on futures contracts | 2004-07-21 | 2009-01-10 | |
| RO | Advising on securities | 2004-07-21 | 2009-01-10 | |
| RO | Dealing in securities | 2004-07-21 | 2009-01-10 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2004-07-21 | 2009-01-10 |
| RO | Dealing in futures contracts | 2004-07-21 | 2009-01-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-30 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-21 | |
| Rep | Asset management | 2003-04-01 | 2004-07-21 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-07-21 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Asset management | 2003-04-01 | 2004-06-30 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-07-21 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-07-21 |
No HKMA registrations in the collected records.