Kwok, Kenneth Tak Sing 郭德勝

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Asset management	2004-07-21	2007-06-01
	RO	Advising on futures contracts	2004-07-21	2009-01-10
	RO	Advising on securities	2004-07-21	2009-01-10
	RO	Dealing in securities	2004-07-21	2009-01-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	Advising on futures contracts	2004-07-21	2009-01-10
	RO	Dealing in futures contracts	2004-07-21	2009-01-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-06-30
	Rep	Advising on securities	-	2004-07-21
	Rep	Asset management	-	2004-07-21
	Rep	Dealing in securities	-	2004-07-21
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Asset management	-	2004-06-30
	Rep	Advising on futures contracts	-	2004-07-21
	Rep	Dealing in futures contracts	-	2004-07-21

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Asset management	2004-07-21	2007-06-01
	RO	Advising on futures contracts	2004-07-21	2009-01-10
	RO	Advising on securities	2004-07-21	2009-01-10
	RO	Dealing in securities	2004-07-21	2009-01-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	Advising on futures contracts	2004-07-21	2009-01-10
	RO	Dealing in futures contracts	2004-07-21	2009-01-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-06-30
	Rep	Advising on securities	-	2004-07-21
	Rep	Asset management	-	2004-07-21
	Rep	Dealing in securities	-	2004-07-21
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Asset management	-	2004-06-30
	Rep	Advising on futures contracts	-	2004-07-21
	Rep	Dealing in futures contracts	-	2004-07-21