Personnel Hong Kong SFC License Details (ID 102216)

Personnel Hong Kong SFC License Details (ID 102216)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2005-02-22	2011-03-23
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-11-03	2005-02-15
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-11-03	2005-02-15
ABN AMRO Clearing (Futures) Hong Kong Limited	Rep	Advising on futures contracts	-	2003-08-20
	Rep	Asset management	-	2003-08-20
	Rep	Providing automated trading services	-	2003-08-20
	Rep	Dealing in futures contracts	-	2003-08-20
ABN AMRO Clearing Hong Kong Limited	Rep	Advising on securities	-	2003-08-20
	Rep	Providing automated trading services	-	2003-08-20
	Rep	Dealing in securities	-	2003-08-20