Personnel Hong Kong SFC License Details (ID 102233)

Personnel Hong Kong SFC License Details (ID 102233)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Acru Asset Management Limited	RO	Asset management	2004-08-25	2018-03-31
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2004-01-19	2004-08-15
	Rep	Asset management	2004-01-19	2004-08-15
	Rep	Dealing in securities	2004-01-19	2004-08-15
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on futures contracts	2004-01-19	2004-08-15
	Rep	Advising on securities	2004-01-19	2004-08-15
	Rep	Asset management	2004-01-19	2004-08-15
	Rep	Dealing in securities	2004-01-19	2004-08-15
	RO	Dealing in securities	2003-11-21	2004-01-19
INVESCO ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in securities	2003-11-14	2004-01-19
	RO	Advising on corporate finance	-	2003-11-12
	RO	Advising on securities	-	2004-01-19
	RO	Asset management	-	2004-01-19
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on corporate finance	-	2003-11-12
	RO	Advising on futures contracts	-	2004-01-19
	RO	Advising on securities	-	2004-01-19
	RO	Asset management	-	2004-01-19