Personnel Hong Kong SFC License Details (ID 102274)

Personnel Hong Kong SFC License Details (ID 102274)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huaxin Futures Limited	RO	Dealing in futures contracts	2015-11-10	2017-09-08
WAKESTAR ADVISORS LIMITED	RO	Asset management	2010-12-15	2011-12-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-12-12	2010-12-01
CES International Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-12-12	2010-12-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2008-12-12	2010-12-01
ABN AMRO Clearing (Futures) Hong Kong Limited	Rep	Advising on futures contracts	-	2005-02-15
	Rep	Asset management	-	2005-02-15
	Rep	Providing automated trading services	-	2005-03-03
	Rep	Dealing in futures contracts	-	2007-04-30
ABN AMRO Clearing Hong Kong Limited	Rep	Advising on securities	-	2005-02-15
	Rep	Providing automated trading services	-	2005-03-03
	Rep	Dealing in securities	-	2007-04-30