Personnel Hong Kong SFC License Details (ID 102278)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guoyun Securities Limited	RO	Advising on securities	2026-05-04	-
	RO	Asset management	2026-05-04	-
	RO	Dealing in securities	2026-05-04	-
Index HongKong Limited	RO	Advising on securities	2025-07-30	2025-09-30
	RO	Asset management	2025-07-30	2025-09-30
Red South Investment Management Limited	RO	Advising on securities	2023-07-18	2023-10-05
	RO	Asset management	2023-07-18	2023-10-05
SKYVAST SECURITIES LIMITED	RO	Advising on securities	2020-06-30	2022-12-31
SKYVAST ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-06-18	2022-12-31
SKYVAST SECURITIES LIMITED	RO	Dealing in securities	2020-04-06	2022-12-31
SKYVAST ASSET MANAGEMENT LIMITED	RO	Asset management	2019-12-10	2022-12-31
Golden Jade Capital Limited	RO	Advising on corporate finance	2016-09-08	2019-11-30
Golden Jade Asset Management Limited	RO	Asset management	2015-08-26	2019-11-30
SINO WEALTH SECURITIES LIMITED	RO	Dealing in securities	2014-03-21	2014-10-10
SKYVAST ASSET MANAGEMENT LIMITED	RO	Asset management	2013-04-24	2014-03-20
SKYVAST SECURITIES LIMITED	RO	Dealing in futures contracts	2011-01-18	2014-03-20
	RO	Dealing in securities	2011-01-18	2014-03-20
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2009-12-14	2010-07-19
	RO	Asset management	2009-12-14	2010-07-19
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2009-11-16	2010-07-19
	RO	Asset management	2009-11-16	2010-07-19
ICBC INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2009-06-25	2010-07-19
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2009-06-25	2010-07-19
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-05-15	2009-06-25
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-05-15	2009-06-25
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	RO	Advising on futures contracts	2009-03-19	2009-04-27
	RO	Advising on securities	2009-03-19	2009-04-27
	RO	Dealing in futures contracts	2009-03-19	2009-04-27
	RO	Dealing in securities	2009-03-19	2009-04-27
BOCOM International Asset Management Limited	RO	Asset management	2007-09-13	2008-06-21
BOCOM International Securities Limited	RO	Advising on futures contracts	2007-09-10	2008-06-21
	RO	Advising on securities	2007-09-10	2008-06-21
	RO	Dealing in futures contracts	2007-09-10	2008-06-21
	RO	Dealing in securities	2007-09-10	2008-06-21
BOCOM International Holdings Company Limited	RO	Advising on futures contracts	2005-11-26	2008-03-03
	RO	Dealing in futures contracts	2005-11-26	2008-03-03
	RO	Providing automated trading services	2003-04-01	2003-09-08
	RO	Advising on corporate finance	2003-04-01	2008-03-03
	RO	Advising on securities	2003-04-01	2008-03-03
	RO	Asset management	2003-04-01	2008-03-03
	RO	Dealing in securities	2003-04-01	2008-03-03