Personnel Hong Kong SFC License Details (ID 102284)

Personnel Hong Kong SFC License Details (ID 102284)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in securities	2007-01-31	2008-12-31
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Dealing in securities	2007-01-31	2008-12-31
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	RO	Dealing in securities	2003-06-16	2007-01-31
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	RO	Dealing in securities	2003-06-16	2007-01-31
	Rep	Advising on corporate finance	-	2003-05-19
	Rep	Advising on securities	-	2003-05-19
	Rep	Asset management	-	2003-05-19
	Rep	Dealing in securities	-	2003-06-16