Personnel Hong Kong SFC License Details (ID 102347)

Personnel Hong Kong SFC License Details (ID 102347)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2004-05-28	2010-02-28
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2004-05-28	2010-02-28
WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED	Rep	Asset management	-	2004-04-23
	Rep	Providing automated trading services	-	2004-04-23
	Rep	Advising on futures contracts	-	2004-05-28
	Rep	Dealing in futures contracts	-	2004-05-28
WING ON CHEONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2004-04-23
	Rep	Asset management	-	2004-04-23
	Rep	Providing automated trading services	-	2004-04-23
	Rep	Advising on securities	-	2004-05-28
	Rep	Dealing in securities	-	2004-05-28