Personnel Hong Kong SFC License Details (ID 102372)

Personnel Hong Kong SFC License Details (ID 102372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Typhoon Capital Management Limited	RO	Advising on securities	2025-05-13	-
	RO	Asset management	2025-05-13	-
ORFI CAPITAL LIMITED	Rep	Advising on securities	2023-04-24	2025-03-26
	Rep	Asset management	2023-04-24	2025-03-26
Arowana Asset Management Limited	RO	Advising on securities	2012-03-12	2022-12-30
	RO	Asset management	2012-03-12	2022-12-30
HT CAPITAL MANAGEMENT LIMITED	RO	Asset management	2010-11-29	2011-02-01
ICAP Equities Asia Limited	RO	Advising on securities	2008-12-22	2010-10-04
	RO	Dealing in securities	2008-12-22	2010-10-04
ENHANCED INVESTMENT PRODUCTS LIMITED	RO	Advising on futures contracts	2003-04-01	2006-11-22
	RO	Advising on securities	2003-04-01	2006-11-22
	RO	Asset management	2003-04-01	2006-11-22