Personnel Hong Kong SFC License Details (ID 102382)

Personnel Hong Kong SFC License Details (ID 102382)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Dealing in securities	2007-03-21	2009-02-27
	Rep	Dealing in securities	2005-06-02	2007-03-21
ETRADE SECURITIES (HONG KONG) LIMITED	RO	Leveraged foreign exchange trading	2004-03-19	2004-09-21
	RO	Providing automated trading services	-	2004-02-06
	RO	Advising on securities	-	2004-09-21
	RO	Dealing in securities	-	2004-09-21
ETRADE SECURITIES LIMITED	RO	Providing automated trading services	-	2004-02-06
	RO	Advising on securities	-	2004-09-21
	RO	Dealing in securities	-	2004-09-21