Personnel Hong Kong SFC License Details (ID 102384)

Personnel Hong Kong SFC License Details (ID 102384)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Legend Arb Advisors Limited	RO	Advising on futures contracts	2025-11-17	-
	RO	Advising on securities	2025-11-17	-
	RO	Asset management	2025-11-17	-
SynerWealth Financial Limited	RO	Dealing in securities	2018-11-07	2020-06-12
	Rep	Dealing in securities	2018-06-07	2018-11-07
Oreana Financial Services Limited	RO	Advising on securities	2011-11-28	2018-04-30
	RO	Asset management	2011-11-28	2018-04-30
	RO	Dealing in securities	2011-11-28	2018-04-30
	Rep	Advising on securities	2011-10-06	2011-11-28
	Rep	Asset management	2011-10-06	2011-11-28
	Rep	Dealing in securities	2011-10-06	2011-11-28
QMIS Asset Management Limited	RO	Advising on securities	2009-08-13	2011-09-01
	RO	Asset management	2009-08-13	2011-09-01
Kirin Asset Management Limited	RO	Advising on securities	2007-06-12	2009-08-07
	RO	Asset management	2007-06-12	2009-08-07
ALTRUIST FINANCIAL GROUP LIMITED	RO	Advising on securities	2004-01-20	2007-05-04
	RO	Asset management	2004-01-20	2007-05-04