| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Legend Arb Advisors Limited | RO | Advising on futures contracts | 2025-11-17 | - |
| RO | Advising on securities | 2025-11-17 | - | |
| RO | Asset management | 2025-11-17 | - | |
| SynerWealth Financial Limited | RO | Dealing in securities | 2018-11-07 | 2020-06-12 |
| Rep | Dealing in securities | 2018-06-07 | 2018-11-07 | |
| Oreana Financial Services Limited | RO | Advising on securities | 2011-11-28 | 2018-04-30 |
| RO | Asset management | 2011-11-28 | 2018-04-30 | |
| RO | Dealing in securities | 2011-11-28 | 2018-04-30 | |
| Rep | Advising on securities | 2011-10-06 | 2011-11-28 | |
| Rep | Asset management | 2011-10-06 | 2011-11-28 | |
| Rep | Dealing in securities | 2011-10-06 | 2011-11-28 | |
| QMIS Asset Management Limited | RO | Advising on securities | 2009-08-13 | 2011-09-01 |
| RO | Asset management | 2009-08-13 | 2011-09-01 | |
| Kirin Asset Management Limited | RO | Advising on securities | 2007-06-12 | 2009-08-07 |
| RO | Asset management | 2007-06-12 | 2009-08-07 | |
| ALTRUIST FINANCIAL GROUP LIMITED | RO | Advising on securities | 2004-01-20 | 2007-05-04 |
| RO | Asset management | 2004-01-20 | 2007-05-04 |
No HKMA registrations in the collected records.