Personnel Hong Kong SFC License Details (ID 102393)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2006-03-20	2007-01-08
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2005-06-29	2007-01-08
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-06
	Rep	Asset management	-	2003-08-06
	Rep	Dealing in futures contracts	-	2007-01-08