Personnel Hong Kong SFC License Details (ID 102424)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DWS Investments Hong Kong Limited	Rep	Advising on securities	2016-07-13	2016-08-27
	Rep	Dealing in securities	2016-07-13	2016-08-27
AP Asset Management (HK) Limited	RO	Advising on securities	2007-05-15	2008-06-07
	RO	Asset management	2007-05-15	2008-06-07
	RO	Dealing in securities	2007-05-07	2008-06-07
	Rep	Advising on securities	2007-02-06	2007-05-15
	Rep	Asset management	2007-02-06	2007-05-15
	Rep	Dealing in securities	2006-12-29	2007-05-07
HFR ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Dealing in securities	2006-06-15	2006-11-23
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on corporate finance	2005-06-06	2005-08-03
	RO	Dealing in securities	2004-12-23	2005-08-03
	Rep	Dealing in securities	2004-08-30	2004-12-23
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on futures contracts	2004-03-19	2005-08-03
	RO	Advising on securities	2004-03-19	2005-08-03
	RO	Asset management	2004-03-19	2005-08-03
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	Advising on futures contracts	2004-03-19	2005-08-03
	RO	Advising on securities	2004-03-19	2005-08-03
	RO	Asset management	2004-03-19	2005-08-03
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on futures contracts	2004-03-19	2005-08-03
	RO	Advising on securities	2004-03-19	2005-08-03
	RO	Asset management	2004-03-19	2005-08-03
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-03-01
	Rep	Advising on futures contracts	-	2004-03-19
	Rep	Advising on securities	-	2004-03-19
	Rep	Asset management	-	2004-03-19