Personnel Hong Kong SFC License Details (ID 102432)

Personnel Hong Kong SFC License Details (ID 102432)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2023-09-29	2024-12-31
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-04-06	2023-07-28
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-10-18	2023-07-28
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-03-03	2010-10-01
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2005-03-03	2010-10-01
Well Link International Securities Limited	Rep	Advising on futures contracts	-	2005-03-02
	Rep	Asset management	-	2005-03-02
	Rep	Providing automated trading services	-	2005-03-02
	Rep	Dealing in futures contracts	-	2005-03-02
WINWIN SECURITIES LIMITED	Rep	Advising on corporate finance	-	2005-03-02
	Rep	Advising on securities	-	2005-03-02
	Rep	Asset management	-	2005-03-02
	Rep	Providing automated trading services	-	2005-03-02
	Rep	Dealing in securities	-	2005-03-02