Personnel Hong Kong SFC License Details (ID 102458)

Personnel Hong Kong SFC License Details (ID 102458)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRM HONG KONG LIMITED (d2014-05-18)	Rep	Asset management	2009-01-09	2009-07-17
	Rep	Dealing in securities	2008-05-20	2009-07-17
FRM (Australia) Pty Limited	RO	Dealing in securities	2008-04-21	2008-05-16
	RO	Dealing in securities	2008-03-31	2008-04-19
	RO	Dealing in securities	2008-02-25	2008-03-14
	RO	Dealing in securities	2008-01-21	2008-02-01
	RO	Dealing in securities	2007-11-05	2007-11-07
	RO	Dealing in securities	2007-08-08	2007-08-09
	RO	Dealing in securities	2007-07-13	2007-07-14
	RO	Dealing in securities	2007-04-16	2007-04-20
	Rep	Dealing in securities	2007-03-05	2007-03-09
	Rep	Dealing in securities	2006-12-04	2006-12-08
	Rep	Dealing in securities	2006-10-16	2006-10-20
FINANCIAL RISK MANAGEMENT LIMITED	Rep	Dealing in securities	2006-05-08	2006-05-12
	Rep	Dealing in securities	2005-09-30	2005-10-29