Personnel Hong Kong SFC License Details (ID 102463)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2007-03-01	2011-01-12
	Rep	Dealing in securities	2007-03-01	2011-01-12
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Advising on corporate finance	-	2005-06-20
	Rep	Advising on securities	-	2005-06-20
	Rep	Dealing in securities	-	2005-06-20