| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-02-12 | 2004-10-18 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2004-02-12 | 2004-10-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-02-12 | 2004-10-18 |
| PEACE TOWN FOREX LIMITED | Rep | Leveraged foreign exchange trading | - | 2003-12-30 |
| PEACE TOWN FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-12-30 |
| Rep | Asset management | - | 2003-12-30 |
| Rep | Dealing in futures contracts | - | 2003-12-30 |
| ZHONGRONG PT SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-12-30 |
| Rep | Advising on securities | - | 2003-12-30 |
| Rep | Asset management | - | 2003-12-30 |
| Rep | Dealing in securities | - | 2003-12-30 |