Personnel Hong Kong SFC License Details (ID 102474)

Personnel Hong Kong SFC License Details (ID 102474)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UNICORN SECURITIES COMPANY LIMITED	RO	Dealing in futures contracts	2018-07-13	-
	RO	Asset management	2017-02-08	-
	RO	Dealing in securities	2015-07-23	-
PEGASUS FUND MANAGERS LIMITED	RO	Advising on securities	2014-05-16	2015-05-13
	RO	Asset management	2014-05-16	2015-05-13
	RO	Dealing in securities	2014-05-16	2015-05-13
	Rep	Advising on securities	2012-07-30	2014-05-16
	Rep	Asset management	2012-07-30	2014-05-16
	Rep	Dealing in securities	2012-07-30	2014-05-16
OPEN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2011-12-16	2012-06-30
	RO	Asset management	2011-12-16	2012-06-30
Open Securities Limited	RO	Advising on securities	2011-12-16	2012-06-30
	RO	Dealing in securities	2011-12-16	2012-06-30
Metaverse Securities Limited (HK)	RO	Advising on securities	2008-07-21	2011-07-11
	RO	Asset management	2008-07-21	2011-07-11
FUHWA SECURITIES (HONG KONG) CO., LIMITED	RO	Advising on corporate finance	2005-02-26	2005-09-12