Personnel Hong Kong SFC License Details (ID 102482)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Spring Asset Management Limited (HK)	RO	Asset management	2017-03-09	2025-10-31
	Rep	Asset management	2017-01-25	2017-03-09
HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED	RO	Asset management	2006-11-30	2017-01-14
Link Asset Management Limited (HK)	RO	Asset management	2005-11-08	2006-04-21
	RO	Asset management	2004-11-22	2005-09-06
TRIBRIDGE INVESTMENT PARTNERS LIMITED	RO	Advising on securities	2003-10-17	2004-07-02
	RO	Asset management	2003-10-17	2004-07-02
	Rep	Advising on securities	2003-10-15	2003-10-17
	Rep	Asset management	2003-10-15	2003-10-17
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2003-08-08	2003-08-11
	Rep	Asset management	2003-08-08	2003-08-11
KINGSWAY UNIT TRUST MANAGERS LIMITED	Rep	Advising on securities	2003-08-08	2003-08-11
	Rep	Asset management	2003-08-08	2003-08-11
KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED	Rep	Advising on securities	2003-08-08	2003-08-11
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	RO	Advising on corporate finance	-	2003-08-08
	RO	Advising on securities	-	2003-08-08
	RO	Asset management	-	2003-08-08
KINGSWAY UNIT TRUST MANAGERS LIMITED	RO	Advising on corporate finance	-	2003-08-08
	RO	Advising on securities	-	2003-08-08
	RO	Asset management	-	2003-08-08
KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED	RO	Advising on securities	-	2003-08-08