Personnel Hong Kong SFC License Details (ID 102500)

Personnel Hong Kong SFC License Details (ID 102500)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Foundation Asset Management (HK) Limited	RO	Asset management	2009-03-26	2019-11-30
	Rep	Asset management	2008-08-05	2009-03-26
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2005-08-15	2007-05-01
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-03-15	2005-08-15
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2003-08-27	2003-12-04
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	Advising on corporate finance	-	2003-08-26
	Rep	Advising on securities	-	2003-08-26
	Rep	Asset management	-	2003-08-26
	Rep	Dealing in securities	-	2003-10-30