Personnel Hong Kong SFC License Details (ID 102509)

Personnel Hong Kong SFC License Details (ID 102509)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BASE ASSET MANAGEMENT LTD	RO	Advising on securities	2024-12-09	-
	RO	Asset management	2024-12-09	-
Greenfield Asset Management Limited	RO	Asset management	2022-02-07	2024-06-01
	Rep	Asset management	2021-12-16	2022-02-07
AIM CAPITAL CONSORTIUM LIMITED	Rep	Advising on securities	2021-08-04	2021-08-31
	Rep	Asset management	2021-08-04	2021-08-31
ANLLY ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-04-08	2021-01-31
	RO	Asset management	2020-04-08	2021-01-31
China Reserve Securities Limited	RO	Advising on securities	2018-09-20	2019-07-03
	RO	Asset management	2018-09-20	2019-07-03
Greenland (Asia) Securities Co., Limited	RO	Advising on securities	2013-10-18	2018-08-26
	RO	Asset management	2013-10-18	2018-08-26
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2012-03-22	2013-10-10
	RO	Asset management	2012-03-22	2013-10-10
Success Power Investment Advisory Limited	RO	Advising on securities	2003-04-01	2005-07-27
	RO	Asset management	2003-04-01	2005-07-27